Our Services
Governance, Risk & Compliance
Assessing, structuring and strengthening governance frameworks, risk management systems and regulatory compliance.
Our approach is independent, rigorous and solution-oriented, delivering analyses that are practical, reliable and aligned with the expectations of boards, senior management and regulators (CSSF, CAA).
Board & Audit Committee Expertise
Drawing on direct experience across regulated and listed entities, we provide independent expertise on a recurring basis or for specific mandates.
Serving on a board of directors and sitting on an audit committee involve distinct responsibilities: one requires independent judgment and strategic oversight
at governance level; the other demands deep expertise in financial reporting, internal controls and regulatory compliance.
Board member
- Independent director mandates and governance advisory to boards and governing bodies
- Independent judgment and constructive challenge on complex or sensitive governance matters
Audit committee member
- Oversight of the preparation and integrity of consolidated financial statements
- Oversight of internal control systems and risk management related to financial reporting
- Oversight of the conduct and quality of the external audit and monitoring of auditor independence
- Reporting to the Board on audit conclusions and oversight of the integrity of the auditor selection process
Regulatory & Organisational Governance
We conduct targeted governance reviews to assess the effectiveness of internal organisation, oversight frameworks and compliance with applicable regulatory
expectations, including CSSF and CAA requirements.
These reviews focus in particular on the robustness of governance structures, the clarity of responsibilities
and the effectiveness of reporting and control frameworks.
- Assessing governance structures, allocation of roles and responsibilities, and the effectiveness of the three lines of defence model
- Reviewing compliance with CSSF and CAA governance and outsourcing requirements
- Reviewing governance documentation, including charters, mandates, policies and internal procedures
- Assessing the quality and relevance of reporting to senior management and audit committees
- Evaluating the positioning and effectiveness of key control functions (Compliance, RC/RR and Risk Management)
- Reviewing governance arrangements for funds and IFMs, including delegation oversight frameworks and regulatory monitoring
Regulatory Compliance
We support entities in meeting their regulatory obligations, combining technical expertise with a practical understanding of the Luxembourg and European regulatory landscape.
- Drafting and reviewing compliance policies and procedures
- MiFID II: product governance, suitability and disclosures
- SFDR compliance review and sustainability disclosures assessment
- Targeted reviews of greenwashing risks
- Review against CSSF circulars and regulatory expectations
- Assistance with the RC and RR annual report
- Compliance testing, thematic reviews and second-line controls
- Support in regulatory change management and implementation
Financial Advisory & Targeted Due Diligence
We provide focused and independent financial analyses, due diligence and diagnostics, fully consistent with our governance, audit and compliance expertise.
- Targeted financial due diligence for transactions and investments
- Pre-transaction and pre-closing consistency reviews
- Independent financial analyses and special purpose reports
- Specific diagnostics linked to accounting, governance or regulatory matters
- Support to boards and investors requiring an independent financial perspective
Let's discuss your needs
Every engagement starts with understanding your context. We're here to listen.